In the world of investment company compliance, one can have all of the essential elements of a great compliance program, but without the intangible ingredient of a highly-experienced and attentive ...

On June 1, 2020, the Department of Justice (“DOJ”) issued an updated version of its “Evaluation of Corporate Compliance Programs” (the “DOJ Guidance”), available here. The DOJ Guidance is an update to ...

(This article was originally published on January 1, 2025. For a regularly updated version of this resource, see US Department of Justice Standards for Effective Corporate Compliance Programs on ...

Response to detected offenses (including remediation of harm caused by criminal conduct) and corrective action plans (including assessment and modification of the compliance and ethics program); and ...

The importance of compliance needs to come from the top down in order for businesses to avoid white-collar crime, corruption and other missteps. Compliance and legal departments are working overtime ...

A trusted and efficient employee reporting mechanism (also referred to as an ethics, compliance, reporting, or whistleblower hotline or helpline) is a core component of an effective corporate ...

Nearly five years after it was mandated by Congress to go into effect, federal trucking regulators have yet to establish a “beyond compliance” program to offer motor carriers some sort of extra credit ...

Compliance isn’t just a bureaucratic nuisance. When done properly, it can contribute greatly to the strategic governance of the overall organization. It also provides protection from white-collar ...

This technical note describes the importance of a taxpayer compliance program. Improving tax compliance requires long-term reform efforts, beginning with strengthening the organization and management ...

DK/RK Services has announced specialized bookkeeping consultancy services to help Denver businesses navigate Colorado’s ...